JobsFinancial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin
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Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin

EY

Location

New York, NY

Type

Full-time

Posted

6/11/2026

Compensation

$102,500 - $213,400 per year

Undergraduate with 5+ Years of Experience
Approval 97.9%·Filings 747·New hires 303·
💎 Strong Sponsor
·FY 2025

Job description

The Financial Services Tech Consulting Rule Coding Senior role at EY focuses on supporting investment compliance implementations across leading OMS platforms such as Charles River, Aladdin, and Sentinel. The position requires translating complex investment guidelines into system-enforced compliance rules, ensuring accurate implementation across various asset classes and client account types. The team is dedicated to building a better working world by leveraging technology and compliance expertise. This role offers an opportunity to work closely with compliance officers, portfolio managers, and technology teams.

Requirements

  • Bachelor's degree in Finance, Business, Engineering, or a related field
  • Minimum 3 years of experience in investment compliance rule coding, testing, or implementation
  • Hands-on experience working with OMS platforms such as CRD, Aladdin, or Sentinel
  • Strong experience across equities, fixed income, and/or derivatives
  • Experience interpreting investment guideline language and translating it into coded rules

Responsibilities

  • Interpret investment guidelines and regulatory requirements and translate them into system-based compliance rules
  • Configure, code, and validate compliance rules across OMS platforms
  • Review rule logic to ensure alignment with guideline intent and expected functionality
  • Perform testing and validation of compliance rules, including exception and breach analysis
  • Support account onboarding, compliance audits, and rule certification activities
  • Partner with compliance officers, portfolio managers, and technology teams to refine rule logic
  • Support SIT/UAT cycles, defect resolution, and production validation

Benefits

  • Ernst & Young (EY) offers a comprehensive and competitive benefits package designed to support the well-being of its employees across various dimensions.

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